Charles Leonard Bond

Current Employers

Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2018-11-02

CA RA
APPROVED

Since 2018-11-02

Branch Locations

3703 Mt Diablo Blvd, Lafayette, CA 94549 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Signator Investors, Inc.	Walnut Creek	CA	05/2016	11/2018
Royal Alliance Associates, Inc.	Lafayette	CA	11/2018	Present

05/2016 → 11/2018

Signator Investors, Inc.

Walnut Creek, CA
11/2018 → Present

Royal Alliance Associates, Inc.

Lafayette, CA

Previous Registrations

2016-05-13 → 2018-11-02

Signator Investors, Inc.

Lafayette, CA

Lafayette, CA
2010-01-28 → 2016-05-13

Transamerica Financial Advisors, Llc

Walnut Creek, CA

Sonoma, CA

Other Businesses

1. BOND FINANCIAL AND INSURANCE SERVICES LLC POSITION: A Managing Member and salesperson NATURE: Operating as an LLC - I am now a 95% shareholder with my daughter, Marnie Saul's, 2%, son-in-law, Hunter Saul's, 2% and my wife, Diane Bond, 1%. All four of us are Managing Members of the LLC. We are an insurance agency selling health, life, dental, disability and vision insurance - group and individual. INVESTMENT RELATED: Yes NUMBER OF HOURS: 130 SECURITIES TRADING HOURS: 130 START DATE: 08/01/1984 ADDRESS: 532 Este Madera Ct., Sonoma CA 95476, United States DESCRIPTION: Sell group and individual health insurance, life insurance, dental insurance, vision insurance, fixed annuities and Medicare supplements.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1995-01-20

S63 Uniform Securities Agent State Law Examination

1995-01-20

Designations

View on SEC IAPD