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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-06-10
  • TX RA
    APPROVED
    Since 2026-06-10

Branch Locations

3200 Olympus Blvd Ste 100, Dallas, TX 75019 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Teksystems (Raymond James) Denton, Tx TX 06/2025 06/2026
Unemployed Denton TX 05/2025 06/2025
Cetera Advisors Llc Greenwood Village CO 06/2026 Present
Cetera Financial Specialists Llc Schaumburg IL 06/2026 Present
Cetera Investment Services Llc St Cloud MN 06/2026 Present
Cetera Wealth Services, Llc El Segundo CA 06/2026 Present
Cetera Investment Advisors Schaumburg IL 06/2026 Present
Kyani - Health Supplement Azle TX 10/2015 02/2017
Charles Schwab & Co., Inc. Westlake TX 07/2016 08/2020
Robinhood Financial, Llc Southlake TX 08/2020 04/2024
Robinhood Markets, Inc Southlake TX 06/2022 04/2024
Altruist Financial Llc Dallas TX 04/2024 04/2025
  • 06/2025 → 06/2026
    Teksystems (Raymond James)
    Denton, Tx, TX
  • 05/2025 → 06/2025
    Unemployed
    Denton , TX
  • 06/2026 → Present
    Cetera Advisors Llc
    Greenwood Village, CO
  • 06/2026 → Present
    Cetera Financial Specialists Llc
    Schaumburg, IL
  • 06/2026 → Present
    Cetera Investment Services Llc
    St Cloud, MN
  • 06/2026 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 06/2026 → Present
    Cetera Investment Advisors
    Schaumburg, IL
  • 10/2015 → 02/2017
    Kyani - Health Supplement
    Azle, TX
  • 07/2016 → 08/2020
    Westlake, TX
  • 08/2020 → 04/2024
    Robinhood Financial, Llc
    Southlake, TX
  • 06/2022 → 04/2024
    Robinhood Markets, Inc
    Southlake, TX
  • 04/2024 → 04/2025
    Altruist Financial Llc
    Dallas, TX
Previous Registrations
  • 2016-07-29 → 2020-09-01
    Westlake, TX
    Fort Worth, TX
    Westlake, TX
  • 2015-11-05 → 2016-07-07
    Hurst, TX
  • 2013-10-23 → 2015-08-04
    Usaa Financial Planning Services
    Addison, TX
  • 2013-06-05 → 2013-10-14
    Td Ameritrade, Inc.
    Fort Worth, TX
    Westlake, TX
    Fort Worth, TX
  • 2013-06-05 → 2013-10-14
    Td Ameritrade Investment Management, Llc
    Fort Worth, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-06-03
S63 Uniform Securities Agent State Law Examination 2007-06-26
  • S66 Uniform Combined State Law Examination
    2013-06-03
  • S63 Uniform Securities Agent State Law Examination
    2007-06-26
Other Names
  • Daniel Lee Shepherd
  • Daniel L Shepherd

View on SEC IAPD

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