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Karen Z Himmel

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Billerica, MA

Burlington, MA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2009-07-22
CT RA APPROVED 2008-01-21
  • TX RA
    APPROVED
    Since 2009-07-22
  • CT RA
    APPROVED
    Since 2008-01-21

Branch Locations

Billerica, MA • United States

25 Burlington Mall Rd, Burlington, MA 01803 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Wellesley Hills MA 05/1983 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-01-18
S63 Uniform Securities Agent State Law Examination 1984-09-12
  • S65 Uniform Investment Adviser Law Examination
    2008-01-18
  • S63 Uniform Securities Agent State Law Examination
    1984-09-12
Other Names
  • Karen Zatoonian Flynn

View on SEC IAPD

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