Kenneth Edward Demps

Current Employers

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
MT	RA	APPROVED	2024-08-20
TX	RA	APPROVED_RES	2017-06-07
MI	RA	APPROVED	2017-06-02

MT RA
APPROVED

Since 2024-08-20
TX RA
APPROVED_RES

Since 2017-06-07
MI RA
APPROVED

Since 2017-06-02

Branch Locations

Waterford, MI • United States

39533 Woodward Ave Ste 150, Bloomfield Hills, MI 48304 • United States

Big Sky, MT • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley Private Bank, N.A.	New York	NY	01/2015	06/2017
Morgan Stanley	Rochester	MI	02/2010	06/2017
Ameriprise Financial Services Inc	Troy	MI	06/2017	03/2020
Ameriprise Financial Services, Llc	Bloomfield Hills	MI	03/2020	Present

01/2015 → 06/2017

Morgan Stanley Private Bank, N.A.

New York, NY
02/2010 → 06/2017

Morgan Stanley

Rochester, MI
06/2017 → 03/2020

Ameriprise Financial Services Inc

Troy, MI
03/2020 → Present

Ameriprise Financial Services, Llc

Bloomfield Hills, MI

Previous Registrations

2009-06-01 → 2017-06-05

Morgan Stanley

Birmingham, MI

Rochester, MI
2007-04-02 → 2009-06-01

Morgan Stanley & Co. Llc

Birmingham, MI

Rochester, MI
2007-03-02 → 2007-04-02

Morgan Stanley Dw Inc.

Rochester, MI

Rochester, MI

Other Businesses

Independent Insurance Brokering; American National; 03/01/2024; Fixed Annuity.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2005-11-03
S63	Uniform Securities Agent State Law Examination	1984-08-28

S65 Uniform Investment Adviser Law Examination

2005-11-03
S63 Uniform Securities Agent State Law Examination

1984-08-28

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