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Current Employers
Mutual Of Omaha Investor Services, Inc.

3300 Mutual Of Omaha Plaza, Omaha, NE 68175-1020 • United States

Current Registrations

AuthorityCategoryStatusDate
NE RA APPROVED 2015-09-28
  • NE RA
    APPROVED
    Since 2015-09-28

Branch Locations

Mutual Of Omaha Plaza, Omaha, NE 68175 • United States

Omaha, NE • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Taekwondo America Omaha NE 10/2001 Present
Mutual Of Omaha Investor Services Omaha NE 09/2015 Present
  • 10/2001 → Present
    Taekwondo America
    Omaha, NE
  • 09/2015 → Present
    Mutual Of Omaha Investor Services
    Omaha, NE
Previous Registrations
  • 2014-10-29 → 2015-08-25
    Omaha, NE
    Leawood, KS
  • 2012-07-23 → 2014-09-25
    Securities America Advisors, Inc.
    La Vista, NE
  • 2012-11-21 → 2014-09-25
    Arbor Point Advisors
    Lavista, NE
  • 2009-05-21 → 2011-01-12
    Td Ameritrade, Inc.
    Omaha, NE
    Omaha, NE
    Omaha, NE
  • 2009-05-21 → 2011-01-12
    Td Ameritrade Investment Management, Llc
    Omaha, NE
Other Businesses

(1) TAEKWONDO AMERICA, 6813 GROVER STREET, OMAHA, NEBRASKA, NOT INVESTMENT RELATED, 10/01/2001, INSTRUCTOR, BETWEEN 20 TO 40 HOURS PER MONTH, 0 HOURS PER MONTH.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-05-19
S63 Uniform Securities Agent State Law Examination 2007-06-25
  • S66 Uniform Combined State Law Examination
    2009-05-19
  • S63 Uniform Securities Agent State Law Examination
    2007-06-25

View on SEC IAPD

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