Michele Mccallion

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-11-08
FL	RA	APPROVED	2021-11-03
CT	RA	APPROVED	2019-08-27
TX	RA	APPROVED	2019-08-27

NY RA
APPROVED

Since 2021-11-08
FL RA
APPROVED

Since 2021-11-03
CT RA
APPROVED

Since 2019-08-27
TX RA
APPROVED

Since 2019-08-27

Branch Locations

100 West Putnam Avenue 2Nd Floor, Greenwich, CT 06830 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Ny	NY	07/1999	08/2019
Bank Of America, N.A.	White Plains	NY	09/2009	08/2019
Ubs Financial Services Inc.	New York	NY	08/2019	Present

07/1999 → 08/2019

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Ny, NY
09/2009 → 08/2019

Bank Of America, N.A.

White Plains, NY
08/2019 → Present

Ubs Financial Services Inc.

New York, NY

Previous Registrations

1999-07-02 → 2019-08-28

Merrill Lynch, Pierce, Fenner & Smith Incorporated

White Plains, NY

Greenwich, CT

White Plains, NY

Other Businesses

1.FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION 2.NAME OF OUTSIDE BUSINESS ORGANIZATION: ZUMBA WITH MICHELE, LLC 3.INVESTMENT RELATED: N 4.NATURE OF BUSINESS: LLC, 6.POSITION, TITLE, ASSOCIATION: OWNER, 7.START DATE OF RELATIONSHIP: 11/22/2010 8.NUMBER OF HOURS DEVOTED: 4 HOUR(S) MONTHLY 9.NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 10.DUTIES: DANCE FITNESS INSTRUCTOR. PROCEEDS ARE DONATED TO LOCAL CHARITIES. ON SOME OCCASSIONS I MIGHT BE PAID TO TEACH CLASSES. I*94226 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: TRULY YOU, LLC INVESTMENT RELATED: N ADDRESS OF BUSINESS: 83 BEACON HILL LANE, NEW CANAAN, CONNECTICUT 6840 NATURE OF BUSINESS: LLC, POSITION, TITLE, ASSOCIATION: FAMILY HELD, START DATE OF RELATIONSHIP: 3/1/2016 NUMBER OF HOURS DEVOTED: 4 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: DAUGHTER'S ORGANIC SKINCARE BUSINESS. SINCE MY DAUGHTER IS A MINOR, I AM LISTED AS THE MEMBER OF THE LLC "Truly You, LLC / 83 Beacon Hill Lane New Canaan, CT 06840 / United States / Other / www.truly-you.com / consumer products/skincare / organic skincare / Other / mother and mentor / oversee operations / My daughter has an organic skincare company structured as an LLC She is a minor so my name is on the documents / Start Date 2/1/2016" Zumba for a Cause, LLCfitness class for various charities. no personal compensation received, Proprietor / owner, Teach fitness classes, start date-1/23/2012, New CanaanCT United States-06840

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1999-10-22
S63	Uniform Securities Agent State Law Examination	1996-09-16

S65 Uniform Investment Adviser Law Examination

1999-10-22
S63 Uniform Securities Agent State Law Examination

1996-09-16

Other Names

Michele Ayoub

View on SEC IAPD