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8807 Indian Hills Drive, Omaha, NE 68114 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2023-04-28 |
Branch Locations
8807 Indian Hills Drive, Omaha, NE 68114 • United States
Louisville, KY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Allstate Insurance Co | Louisville | KY | 10/2012 | 10/2016 |
| Morgan Stanley | Louisville | KY | 10/2016 | 05/2017 |
| Allstate Insurance Company | Louisville | KY | 05/2017 | 04/2023 |
| Sequent Planning Llc | Louisville | KY | 04/2023 | Present |
INSURANCE AGENT - 12/1983 to PRESENT; INVESTMENT RELATED, DUTIES INCLUDE OFFERING INSURANCE PRODUCTS AND SERVICES TO CLIENTS AND PROSPECTS. 80 HRS/MONTH SPENT ON THIS ACTIVITY, ALL DURING NORMAL TRADING HOURS-; LOUISVILLE, KY 40243
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-08-17 |
| S65 | Uniform Investment Adviser Law Examination | 1996-11-11 |
| S63 | Uniform Securities Agent State Law Examination | 1984-08-17 |
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