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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2025-01-27 |
| MO | RA | APPROVED | 2023-02-15 |
| OR | RA | APPROVED | 2022-05-06 |
| MT | RA | APPROVED | 2020-02-28 |
| LA | RA | APPROVED | 2020-01-28 |
| NJ | RA | APPROVED | 2019-09-09 |
| CA | RA | APPROVED | 2019-02-01 |
| IN | RA | APPROVED | 2019-02-01 |
| MI | RA | APPROVED | 2019-02-01 |
| NC | RA | APPROVED | 2019-02-01 |
| VA | RA | APPROVED | 2019-02-01 |
| WA | RA | APPROVED | 2019-02-01 |
| WI | RA | APPROVED | 2019-02-01 |
| IL | RA | APPROVED | 2018-11-09 |
| MN | RA | APPROVED | 2013-11-06 |
| UT | RA | APPROVED | 2011-12-14 |
| MA | RA | APPROVED | 2011-02-04 |
| ND | RA | APPROVED | 2007-01-03 |
| FL | RA | APPROVED | 2006-09-08 |
| AZ | RA | APPROVED | 2005-01-18 |
| CO | RA | APPROVED | 2004-12-17 |
| TX | RA | APPROVED | 2002-10-04 |
Branch Locations
10900 Wayzata Boulevard Suite 730, Minnetonka, MN 55305 • United States
Stillwater, MN • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Guardian Life Insurance Co Of America | Minneapolis | MN | 06/2006 | 01/2024 |
| Park Avenue Securities Llc | Minneapolis | MN | 06/2006 | 01/2024 |
| Guardian Life Insurance Company | Minnetonka | MN | 01/2024 | Present |
| Park Avenue Securities | Minnetonka | MN | 01/2024 | Present |
| Guardian Life Insurance Company | Stillwater | MN | 06/2024 | Present |
| Park Avenue Securities | Stillwater | MN | 06/2024 | Present |
1) Foster Klima & Company, Inc.-General Agency for Guardian Life, Start: 06/01/2013, Address: 920 2nd Ave S Ste 1100 Minneapolis, MN 55402, 200 total hours per month, 200 during securities trading hours , Investment related, More than 10% annual compensation, 2) Power of Attorney-brother, Start: 03/25/2022, Address: St. Paul, MN, 2 total hours per month; 2 during securities trading hours, Not investment related, No annual compensation,
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1999-01-11 |
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