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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NM | RA | APPROVED | 1988-07-27 |
| TX | RA | APPROVED_RES | 1984-09-17 |
Branch Locations
425 S Telshor Blvd, Las Cruces, NM 88011 • United States
2125 Louisiana Blvd, Albuquerque, NM 87110 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Las Cruces | NM | 06/1984 | Present |
| Bank Of America, Na | Las Cruces | NM | 09/2009 | Present |
I*117880 For profit or not for profit: For-Profit Organization Name of outside business organization: Fletcher Farm Properties, LLC Investment related: N Address of business: Three Rivers, Michigan 49093 Nature of business: LLC, Position, title, association: General Partner, Start date of relationship: 9/20/2018 Number of hours devoted: 2 hour(s) Monthly Number of hours devoted during trading hours: 2 Duties: This is a LLC equally owned by my brother and myself. It will hold closely held stock of a family corporation and will borrow funds to buy out cousins who desire to liquidate their shares of Fletcher Farm, Inc. I*128386 For profit or not for profit: For-Profit Organization Name of outside business organization: Fletcher Farms, Inc. Investment related: Y Address of business: Portage, Michigan 49002 Nature of business: Corporation, Position, title, association: Officer, Start date of relationship: 1/6/2020 Number of hours devoted: 10 hour(s) Monthly Number of hours devoted during trading hours: 1 Duties: My brother and I are owners of an LLC that owns 50% of the shares of a family farm. The farm is located near Centreville, MI and has 225 acres under a cultivation in a rental contract, and a tenant house for C-corp income.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-02-09 |
| S63 | Uniform Securities Agent State Law Examination | 1984-09-12 |
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