Charles Trask Dix

Current Employers

Employment History

• 03/2016 → Present
  Usca Securities Llc
  Dallas, TX
• 03/2016 → 06/2021
  Usca Ria Llc
  Dallas, TX
• 06/2021 → 06/2026
  U.S. Capital Wealth Advisors, Llc
  Austin, TX
• 06/2026 → Present
  Arax Advisory Partners
  Dallas, TX

Previous Registrations

• 2021-06-30 → 2026-07-21
  U.S. Capital Wealth Advisors, Llc
  Austin, TX
• 2016-03-04 → 2021-06-30
  Usca Ria Llc
  Dallas, TX
  Houston, TX
• 2005-04-29 → 2016-03-08
  Wells Fargo Clearing Services, Llc
  Dallas, TX
  Dallas, TX
• 1984-08-27 → 2005-05-03
  Morgan Stanley Dw Inc.
  Dallas, TX

Other Businesses

1) THE LAUREL O DIX & CHARLES TRASK DIX JR EDUCATION TRUST, DALLAS TX, FAMILY TRUST, TRUSTEE, BEGAN 11-23-1999, 10 MINUTES/MONTH, DURING BUSINESS HOURS - INVESTMENTS. 2)OSCAR GRUNWALD TRUST, 3 HRS/MNTH, SOME SECURITIES HRS, START 1995. TRUSTEE; INVESTMENT RELATED; SAN ANTONIO, TX; 3) ACTFIT LLC,NOT INV RELATED, DALLAS, TX, 51% OWNER, START: 9/2013, 15 HOURS PER MONTH/5 DURING TRADING. DUTIES: BUSINESS ADVICE FOR FITNESS & NUTRITION. 4) FINRA ARBITRATOR, INVESTMENT RELATED, NEW YORK, N.Y. START: 4/29/2005, 1 HOUR/MONTH,1 HOUR DURING TRADING. 5) RENTAL PROPERTY; INV RELATED; AUSTIN, TX; 100% OWNERSHIP; START: 01/27/2008; HOURS: 1 PER MONTH - 0 HRS DURING TRADING; DUTIES: LANDLORD - 6) DIX MINERAL & INVESTMENT TRUST, INV RELATED, DALLAS, TX, TRUSTEE, START: 3/2015, 5 HOURS PER MONTH/0 DURING TRADING 7) JOHN T FLUME TRUST, NOT-INVESTMENT RELATED, 6510 BLANCO RD, SAN ANTONIO, TX 78216, TRUSTEE, START DATE 2006, DEVOTE 0 HOURS, TRUSTEE FOR LONG-TIME FAMILY FRIEND. 8) DONZI FLUME TRUST, NOT-INVESTMENT RELATED, 6510 BLANCO RD, SAN ANTONIO, TX 78216, TRUSTEE, START DATE 2006, DEVOTE 0 HOURS, TRUSTEE FOR LONG-TIME FAMILY FRIEND.

Exams

• S65 Uniform Investment Adviser Law Examination
  1995-01-10
• S63 Uniform Securities Agent State Law Examination
  1984-08-23