Joseph Patrick Batcha Iii

Current Employers

Optimal Capital Advisors, Llc

12935 Sw Bayshore Dr Suite 305, Traverse City, MI 49684 • United States

Current Registrations

Authority	Category	Status	Date
MI	RA	APPROVED	2025-01-01

MI RA
APPROVED

Since 2025-01-01

Branch Locations

12935 Sw Bayshore Dr Suite 305, Traverse City, MI 49684 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination Yes

Employment History

Organization	City	State	From	To
Optimal Capital Advisors, Llc	Traverse City	MI	08/2007	Present

08/2007 → Present

Optimal Capital Advisors, Llc

Traverse City, MI

Previous Registrations

2009-03-03 → 2012-06-27

Wislar Wealth Management, Llc

Hopewell, NJ
2008-01-11 → 2008-01-31

Usf Advisors, Llc

Houston, TX
2006-03-27 → 2007-12-31

Usf Advisors, Llc

Houston, TX
2002-12-13 → 2006-03-09

Morgan Stanley Dw Inc.

Traverse City, MI

Other Businesses

I AM THE MANAGING PRINCIPAL OF OPTIMAL CAPITAL ADVISORS, LLC. THIS IS MY PRIMARY EMPLOYMENT. I AM ALSO REGISTERED WITH WISLAR WEALTH MANAGEMENT AS AN IAR FOR INVESTMENT PORTFOLIO REVIEW ONLY, NO CONTACT WITH CLIENTS.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2003-04-11
S63	Uniform Securities Agent State Law Examination	1984-08-21

S65 Uniform Investment Adviser Law Examination

2003-04-11
S63 Uniform Securities Agent State Law Examination

1984-08-21

Other Names

Jay Batcha
Joseph Patrick Batcha
Joseph Patrick Batcha

View on SEC IAPD