Monica M. Joffre

155 Seaport Blvd, Boston, MA 02210-2698 • United States

Current Registrations

Authority	Category	Status	Date
AZ	RA	APPROVED	2025-03-31

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Charles Schwab & Co., Inc.	Phoenix	AZ	11/2009	05/2017
Unemployed	Phoenix	AZ	05/2017	08/2017
Lpl Financial, Llc	Scottsdale	AZ	08/2017	08/2018
Stratos Wealth Partners, Ltd	Scottsdale	AZ	08/2017	08/2018
Independent Financial Group	Scottdale	AZ	11/2018	02/2019
Unemployed	Phoenix	AZ	08/2018	11/2018
Morgan Stanley	Gilbert	AZ	02/2019	09/2019
Teksystems / Aerotek	Phoenix	AZ	09/2019	10/2020
Usaa Financial Advisors Inc	Phoenix	AZ	09/2019	06/2020
Usaa Investment Services Company	Phoenix	AZ	09/2019	10/2020
Unemployed	Phoenix	AZ	10/2020	11/2020
Fidelity Investments	Salt Lake City	UT	12/2020	Present
Fidelity Investments	Boston	MA	03/2025	Present

2021-03-23 → 2025-03-31

Fidelity Personal And Workplace Advisors

Salt Lake City, UT
2019-10-07 → 2020-07-30

Usaa Investment Services Company

Phoenix, AZ

Phoenix, AZ

Colorado Springs, CO
2019-03-01 → 2019-09-25

Morgan Stanley

Gilbert, AZ

Purchase, NY
2018-11-27 → 2019-02-22

Independent Financial Group, Llc

Scottsdale, AZ
2017-08-22 → 2018-09-09

Stratos Wealth Partners, Ltd

Scottsdale, AZ
2011-01-03 → 2017-05-16

Charles Schwab & Co., Inc.

Phoenix, AZ

Phoenix, AZ
2002-10-16 → 2009-08-18

Wells Fargo Investments, Llc

Scottsdale, AZ

Scottsdale, AZ

Sun City, AZ

Code	Exam	Date
S66	Uniform Combined State Law Examination	2002-10-14
S63	Uniform Securities Agent State Law Examination	1989-11-27