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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2018-10-08 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Metlife Securites | Coral Gables | FL | 03/2008 | 02/2018 |
| Massachusetts Mutual Life Insurance Company | Springfield | MA | 07/2016 | 02/2018 |
| Mml Investors Services, Llc | Fort Lauderdale | FL | 03/2017 | 02/2018 |
| Lpl Financial, Llc | Fort Mill | SC | 03/2018 | Present |
1. Florida VIP Medical, LLC / Family Business / 1% / Delray Beach, FL. 2. 5/7/2018 - ASH BROKERAGE LLC - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 04/23/2018 - 10 Hours Per Month During Securities Trading. 3. 5/16/2018 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 04/23/2018 - 10 Hours Per Month During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-11-17 |
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