Kathleen Agatha Campos

Current Employers

Employment History

• 01/2009 → 12/2020
  Ubs Financial Services Inc.
  Pasadena, CA
• 12/2020 → Present
  Morgan Stanley Smith Barney Llc
  Pasadena, CA
• 01/2021 → Present
  Morgan Stanley Private Bank, N.A
  New York, NY

Previous Registrations

• 2009-01-30 → 2020-12-15
  Ubs Financial Services Inc.
  Pasadena, CA
• 1994-01-05 → 2009-02-02
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Pasadena, CA
  Pasadena, CA

Other Businesses

*360 - USC Board of Governors; Investment related: No; Los Angeles, California; Civic/Community; Advisory Board, Board Member (proprietor, partner, officer, director, employee, trustee, agent); 07/2019; During business hours: 1; After business hours: 9; Administrative, Fundraising *647 - USCAA Advisory Committee on Investment Responsibility (ACIR); Investment related -No; Los Angeles, California; Environmental; Advisory Board (proprietor, partner, officer, director, employee, trustee, agent); 01/2022; During business hours: 1; After business hours: 1; Other *602802 - Caruso Catholic Center; Investment Related - No; Los Angeles, California; Religious; Finance Committee (Proprietor, Partner, Officer, Director, Employee, Trustee, Agent); 08/2024; During Business Hours: 1; After Business Hours: 0; Business Development/Growth, Administrative. *642990 - USC Associates; Investment related: No; Los Angeles, California; Education; Board Member(proprietor, partner, officer, director, employee, trustee, agent); 08/2025; During business hours: 2; After business hours: 0; Fundraising, Student Outreach

Exams

• S65 Uniform Investment Adviser Law Examination
  1995-09-20
• S63 Uniform Securities Agent State Law Examination
  1993-08-25

Other Names

• Kathleen Agatha Burns
• Kathleen A Burns
• Kathleen A Campos