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9635 Maroon Circle Suite 100, Englewood, CO 80112 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2015-02-02 |
| TX | RA | APPROVED_RES | 2015-02-02 |
Branch Locations
306 Prosperity Road Suite 101, Knoxville, TN 37923 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Geneos Wealth Management Inc | Knoxville | TN | 02/2015 | Present |
| Swofford Financial | Knoxville | TN | 02/1984 | 07/2017 |
| Prosperity Partners Wealth Management Llc | Knoxville | TN | 07/2017 | Present |
1)DBA: WILL WORK UNDER PROSPERITY PARTNERS WEALTH MANAGEMENT LLC A NON INVESTMENT RELATED BUSINESS LOCATED AT BRANCH LOCATION. 2) INDEPENDENT REP WITH VARIOUS INSURANCE CARRIERS FOR FIXED INSURANCE BUSINESS. 3)AMERICAN FINANCIAL EDUCATION ALLIANCE-CHAPTER PRESIDENT.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-11-01 |
| S63 | Uniform Securities Agent State Law Examination | 1984-07-27 |
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