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720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2009-03-05 |
Branch Locations
1230 Rosecrans Ave Ste 100, Manhattan Bch, CA 90266 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward Moyzes | Los Angeles | CA | 05/2010 | Present |
| Northwestern Mutual Investment Services, Llc | Los Angeles | CA | 05/2010 | Present |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 08/2010 | Present |
1. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND /OR DISABILITY INCOME INSURANCE PRODUCTS. 2. 100% OWNER, TEN CITIES, LLC, 1230 ROSECRANS AVE STE 100, MANHATTAN BCH, , CALIFORNIA, 90266, UNITED STATES OF AMERICA, LEGAL ENTITY, START DATE: 9/18/2022, HOURS PER MONTH: 41-79, HOURS DURING SECURITIES TRADING HOURS: 21-40, LEGAL ENTITY ESTABLISHED FOR BUSINESS PURPOSES. 3. 15% OWNER, SOUTH BAY ALL DAY, LLC, LEGAL ENTITY - RECEIVING WMC COMPENSATION FROM PERSONAL PRODUCTION, START DATE: 9/18/2022, HOURS PER MONTH: 41-79, HOURS DURING SECURITIES TRADING HOURS: 21-40, LEGAL ENTITY ESTABLISHED FOR BUSINESS PURPOSES.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2009-03-02 |
| S63 | Uniform Securities Agent State Law Examination | 2007-01-31 |
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