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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APP_PEND_IARCE 2026-01-01
IL RA APP_PEND_IARCE 2026-01-01
TX RA APPROVED_RES 2013-09-19
  • FL RA
    APP_PEND_IARCE
    Since 2026-01-01
  • IL RA
    APP_PEND_IARCE
    Since 2026-01-01
  • TX RA
    APPROVED_RES
    Since 2013-09-19

Branch Locations

5831 N. Milwaukee Avenue, Chicago, IL 60646 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Chicago IL 10/2012 Present
Amber'S Place, Llc Tinley Park IL 07/2014 Present
Carl'S Place, Llc. Tinley Park IL 07/2014 Present
Sarah'S Place, Llc. Tinley Park IL 07/2014 Present
Emily'S Place, Llc. Tinley Park IL 07/2014 Present
  • 10/2012 → Present
    Chicago, IL
  • 07/2014 → Present
    Amber'S Place, Llc
    Tinley Park, IL
  • 07/2014 → Present
    Carl'S Place, Llc.
    Tinley Park, IL
  • 07/2014 → Present
    Sarah'S Place, Llc.
    Tinley Park, IL
  • 07/2014 → Present
    Emily'S Place, Llc.
    Tinley Park, IL
Previous Registrations
  • 2005-07-06 → 2012-10-01
    Chase Investment Services Corp.
    Chicago, IL
    Boynton Beach, FL
    Boynton Beach, FL
    Lake Worth, FL
    Boynton Beach, FL
    Delray Beach, FL
    Park Ridge, IL
    Chicago, IL
    Niles, IL
    Chicago, IL
    Park Ridge,, IL
    Chicago, IL
  • 1999-07-26 → 2005-07-06
    Banc One Securities Corporation
    Chicago, IL
Other Businesses

ACTIVITY TYPE: 1 - OUTSIDE BUSINESS ACTIVITY WITH A NON-PUBLIC ENTITY NAME OF ENTITY: AMBER'S PLACE, LLC. POSITION: OWNER / LANDLORD - RENTAL PROPERTY START DATE: 7/8/2014 ADDRESS: 16814 Tinley Park, Il DETAILS: SINGLE FAMILY HOME RENTAL. HOURS DEDICATED (per month unless otherwise indicated): 1 HOURS DURING TRADING: 0 INVESTMENT RELATED: YES ACTIVITY TYPE: 1 - OUTSIDE BUSINESS ACTIVITY WITH A NON-PUBLIC ENTITY NAME OF ENTITY: EMILY'S PLACE, LLC. POSITION: OWNER / LANDLORD - RENTAL PROPERTY START DATE: 7/8/2014 ADDRESS: 16814 Tinley Park, IL DETAILS: SINGLE FAMILY HOME RENTAL. HOURS DEDICATED (per month unless otherwise indicated): 1 HOURS DURING TRADING: 0 INVESTMENT RELATED: YES ACTIVITY TYPE: 1 - OUTSIDE BUSINESS ACTIVITY WITH A NON-PUBLIC ENTITY NAME OF ENTITY: SARAH'S PLACE, LLC. POSITION: OWNER / LANDLORD - RENTAL PROPERTY START DATE: 7/8/2014 ADDRESS: 16814 Tinley Park, IL DETAILS: SINGLE FAMILY HOME RENTAL. HOURS DEDICATED (per month unless otherwise indicated): 1 HOURS DURING TRADING: 0 INVESTMENT RELATED: YES ACTIVITY TYPE: 1 - OUTSIDE BUSINESS ACTIVITY WITH A NON-PUBLIC ENTITY NAME OF ENTITY: CARL'S PLACE, LLC. POSITION: OWNER / LANDLORD - RENTAL PROPERTY START DATE: 7/22/2014 ADDRESS: 16814 Tinley Park, IL DETAILS: SINGLE FAMILY HOME RENTAL. HOURS DEDICATED (per month unless otherwise indicated): 1 HOUR MONTH HOURS DURING TRADING: 0 INVESTMENT RELATED: YES

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-02-16
S63 Uniform Securities Agent State Law Examination 1986-09-22
  • S65 Uniform Investment Adviser Law Examination
    1999-02-16
  • S63 Uniform Securities Agent State Law Examination
    1986-09-22
Other Names
  • Charles Thomas Holup

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