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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-09-17 |
| WI | RA | APPROVED | 2024-09-17 |
Branch Locations
833 E. Michigan Street Suite 1100, Milwaukee, WI 53202 • United States
Oconomowoc, WI • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Financial Network Llc | Waukesha | WI | 05/2009 | 09/2024 |
| Rbc Capital Markets, Llc | Milwaukee | WI | 09/2024 | Present |
Franklin LLC/Wangard family LLC located at Wangard Partners 1200 N Mayfair Rd Wauwatosa WI 53226 Warehouse development. Start date of relationship is 11/22/2021. 0 hours per month of which - hours is during securities trading hours. Role is passive investor. Wangard Investment Consulting located at 707 West Glenview Ave Oconomowoc WI 53066. Start date of relationship is 6/15/2020. Position is Owner. Duties include proforma work on soccer facilities development. 5 hours per month of which 0 hours are during securities trading hours. Business and Lifestyle Properties LLC located at 707 West Glenview Ave Oconomowoc WI 53066. Start date of relationship is 6/15/2020. Position is Owner. Real Estate LLC Shell to hold personal real estate. 0 hours per month of which 0 hours are during securities trading hours. Wangard Family Fund LLC located at Wangard Partners 1200 N Mayfair Rd Milwaukee WI 53226. Real Estate Partnership. Start date of relationship is 03/15/2022. 0 hours per month of which - hours is during securities trading hours. Role is passive investor.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1992-12-10 |
| S63 | Uniform Securities Agent State Law Examination | 1984-07-25 |
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