Nicholas James Daleiden

Current Employers

Daleiden Wealth Advisors

Mchenry, IL • United States

Current Registrations

Authority	Category	Status	Date
IL	RA	APPROVED	2023-02-02

IL RA
APPROVED

Since 2023-02-02

Branch Locations

Mchenry, IL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Nations Financial Group, Inc.	Crystal Lake	IL	06/2011	12/2022
Daleiden, Nicholas James, Sole Proprietor Dba Daleiden Wealth Ad	Mchenry	IL	10/2022	Present
Nicholas Daleiden, Sole Proprietor	Mchenry	IL	10/2022	Present

06/2011 → 12/2022

Nations Financial Group, Inc.

Crystal Lake, IL
10/2022 → Present

Daleiden, Nicholas James, Sole Proprietor Dba Daleiden Wealth Ad

Mchenry, IL
10/2022 → Present

Nicholas Daleiden, Sole Proprietor

Mchenry, IL

Previous Registrations

2011-06-30 → 2022-12-31

Nations Financial Group, Inc.

Cedar Rapids, IA

Mchenry, IL
2005-11-18 → 2011-07-01

Wells Fargo Advisors Financial Network, Llc

Crystal Lake, IL
1998-03-24 → 2005-11-21

Morgan Stanley Dw Inc.

Crystal Lake, IL

Other Businesses

Nicholas Daleiden, Sole Proprietor; McHenry, IL; Investment Related; Fixed Insurance Sales; Insurance Agent; Started 10/2022; Approximately 10% of time spent.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1995-07-11
S63	Uniform Securities Agent State Law Examination	1989-10-30

S65 Uniform Investment Adviser Law Examination

1995-07-11
S63 Uniform Securities Agent State Law Examination

1989-10-30

Other Names

Nick Daleiden
Nick Daleiden

View on SEC IAPD