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880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2024-01-12 |
| TX | RA | APPROVED | 2023-08-11 |
| FL | RA | APPROVED | 2023-08-07 |
Branch Locations
6745 Longshore St Suite 220, Dublin, OH 43017 • United States
St. Pete Beach, FL • United States
Worthington, OH • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch Pierce Fenner & Smith Inc | Dublin | OH | 09/2002 | 08/2023 |
| Bank Of America, Na | Dublin | OH | 12/2009 | 08/2023 |
| Raymond James & Associates, Inc. | St. Pete Beach | FL | 08/2023 | Present |
| Raymond James & Associates, Inc. | Worthington | OH | 08/2023 | Present |
(1)Name of Business: mason alley publishing Address: 2681 e vina del mar blvd, st pete beach, FL, 33706, United States Activity Type: Other Position/Title: Other Investment Related: No Start Date: 01/21/2013 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Author
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1992-02-05 |
| S63 | Uniform Securities Agent State Law Examination | 1984-08-06 |
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