Best Investors Account Sign in

Jeffrey David Sprock

Rockefeller Financial LLC

Atlanta, GA

Claim This Profile
Current Employers
Rockefeller Financial Llc

45 Rockefeller Plaza Floor 5, New York, NY 10111 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-09-30
GA RA APPROVED 2020-03-03
  • TX RA
    APPROVED
    Since 2021-09-30
  • GA RA
    APPROVED
    Since 2020-03-03

Branch Locations

3060 Peachtree Road, Nw, Suite 110, Atlanta, GA 30305 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley & Co. Incorporated Alpharetta GA 04/2008 02/2020
Morgan Stanley Smith Barney Alpharetta GA 06/2009 02/2020
Rockefeller Financial Llc Atlanta GA 02/2020 Present
  • 04/2008 → 02/2020
    Morgan Stanley & Co. Incorporated
    Alpharetta, GA
  • 06/2009 → 02/2020
    Morgan Stanley Smith Barney
    Alpharetta, GA
  • 02/2020 → Present
    Rockefeller Financial Llc
    Atlanta, GA
Previous Registrations
  • 2009-06-01 → 2020-02-18
    Morgan Stanley
    Alpharetta, GA
    Atlanta, GA
  • 2008-05-12 → 2009-06-01
    Morgan Stanley & Co. Llc
    Alpharetta, GA
  • 2007-04-02 → 2007-09-06
    Morgan Stanley & Co. Llc
    Atlanta, GA
  • 2006-10-24 → 2007-04-02
    Morgan Stanley Dw Inc.
    Atlanta, GA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-10-19
  • S66 Uniform Combined State Law Examination
    2006-10-19

View on SEC IAPD

Other Firms

LIQUID STRATEGIES, LLC
HB WEALTH
BISON WEALTH, LLC
BRIGHTER INVESTING, PB LLC
RBC CAPITAL MARKETS, LLC
AMERIPRISE FINANCIAL SERVICES, LLC
NEWEDGE ADVISORS
EQUITY SERVICES, INC.

Other Investors

PARIMAL H PATEL
CLAYTON SHAWN GIBSON
FRANK THOMAS WATERSON
WILLIAM LEWIS LEVINE
CHAD JOSEPH NORFOLK
SEAN PATRICK COOK
JONATHAN CHRISTOPHER BRISTOW
MEREDITH STRUTT MIGHTY

Other Offices

LIQUID STRATEGIES, LLC · ATLANTA, GA
HB WEALTH · ATLANTA, GA
BISON WEALTH, LLC · ATLANTA, GA
BRIGHTER INVESTING, PB LLC · ATLANTA, GA
RBC CAPITAL MARKETS, LLC · Atlanta, GA
HB WEALTH · Atlanta, GA
AMERIPRISE FINANCIAL SERVICES, LLC · Atlanta, GA
NEWEDGE ADVISORS · Atlanta, GA

More in Atlanta, GA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor