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Sheldon David Kaiz

Mack Investment Securities, Inc.

Northfield, IL

Northfield, IL

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Current Employers
Mack Investment Securities, Inc.

211 Waukegan Road Ste 300, Northfield, IL 60093 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2026-08-24
IL RA APPROVED 2026-08-24
WI RA APPROVED 2026-08-24
  • FL RA
    APPROVED
    Since 2026-08-24
  • IL RA
    APPROVED
    Since 2026-08-24
  • WI RA
    APPROVED
    Since 2026-08-24

Branch Locations

211 Waukegan Rd., Suite 300, Northfield, IL 60093 • UNITED STATES

211 Waukegan Rd., Suite 300, Northfield, IL 60093 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mack Investment Securities, Inc. Glenview IL 01/1988 Present
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1991-12-09
  • S63 Uniform Securities Agent State Law Examination
    1991-12-09
Designations
Other Names
  • Shelly Kaiz

View on SEC IAPD

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