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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-06-05 |
| TX | RA | APPROVED_RES | 2025-06-05 |
Branch Locations
2555 Townsgate Rd Ste 300, Westlake Village, CA 91361 • United States
3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Western International Securities, Inc. | Pasadena | CA | 05/2008 | 06/2025 |
| Lpl Financial Llc | Westlake Village | CA | 06/2025 | Present |
1- 06/2025 - Douglas C. Waisner - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start Date 05/01/1997 - 0 hours per month/ during trading 2- 06/2025 - Westlake Financial Group Inc. - Business Entity For Tax/Investment Purposes Only - Not Investment Related - Home Based - Start Date 05/01/2003 - 0 hours per month/ during trading
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1984-08-03 |
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