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Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 1991-11-29
  • WI RA
    APPROVED
    Since 1991-11-29

Branch Locations

777 East Wisconsin Ave, Milwaukee, WI 53202 • United States

Shorewood, WI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Robert W. Baird & Co. Incorporated Milwaukee WI 11/1991 Present
Other Businesses

NAME AND ADDRESS: United PERFORMING ARTS FOUNDATION, MILWAUKEE, WI 53202; Yes investment-related; NATURE OF ENTITY: Non-Profit/ Charitable, SUPPORTS THE PERFORMING ARTS IN THE MILWAUKEE METRO AREA; ROLE WITH THIS ENTITY: FINANCE COMMITTEE MEMBER; Start Date: 1/1/2007, Appx hrs/month: 3 hours / quarter, Hrs during trading: 3 hours / quarter; RESPONSIBILTIES IN THIS ROLE: MEMBER OF THE FINANCE COMMITTEE AND PRIOR BOARD MEMBER. Name/Address: Common Investment Partners, LLC 2324 N. 90th St. Wauwatosa WI 53226 Start Date: 6/8/21 Hours Spent: 0-1 hours/month Hours Spent During Trading: Zero Role/Responsibility: LLC Owner/Member Investment Related

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-04-15
S63 Uniform Securities Agent State Law Examination 1984-09-14
  • S66 Uniform Combined State Law Examination
    2005-04-15
  • S63 Uniform Securities Agent State Law Examination
    1984-09-14
Designations
Other Names
  • Laura H Gough
  • Laura Ann Hodge

View on SEC IAPD

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