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Red Bank, NJ • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2026-03-13 |
Branch Locations
Milford, PA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Network 1 Financial Securities Inc. | Milford | PA | 03/1999 | Present |
| Network 1 Financial Advisors Inc | Milford | PA | 02/2001 | Present |
OBA #1: NETWORK 1 FINANCIAL ADVISORS, INC. - INVESTMENT RELATED. ADDRESS: 3 GALLOPING HILL RD. MONTAGUE, NJ 07827. NATURE OF BUSINESS: INVESTMENT ADVISOR. POSITION: INVESTMENT ADVISOR REP. START 2/26/01. DEVOTE APPROXIMATELY 2 HOURS/MONTH DURING SECURITIES TRADING HOURS ONLY. DUTIES: PORTFOLIO MANAGER FOR DISCIPLINE GROWTH. OBA #2: SETUPSANDBREAKOUTS.COM. ADDRESS IS NOT APPLICABLE. NOT INVESTMENT-RELATED. NATURE OF BUSINESS: WEBSITE. I AM OWNER OF THE DOMAIN BUT IT IS CURRENTLY INACTIVE. I DON'T DEVOTE ANY TIME TO THIS OBA, EITHER DURING OR OUTSIDE OF NORMAL BUSINESS HOURS.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-02-23 |
| S63 | Uniform Securities Agent State Law Examination | 1984-09-14 |
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