Roger James Houston

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2020-02-07
MI	RA	APPROVED	2010-05-18

TX RA
APPROVED

Since 2020-02-07
MI RA
APPROVED

Since 2010-05-18

Branch Locations

28411 Northwestern Hwy #1200, Southfield, MI 48034 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial, Llc.	Southfield	MI	11/2003	Present

11/2003 → Present

Lpl Financial, Llc.

Southfield, MI

Other Businesses

1. 2/12/2004 - DBA ONLY - R. J. HOUSTON, CFP & ASSOCIATES - SOUTHFIELD, MI. 2. 11/2/2004 - NON-VARIABLE INSURANCE - SELLING FIXED ANNUITIES, HEALTH, DISABILITY AND LONG TERM CARE INSURANCE. - SOUTHFIELD, MI. 3. 9/14/2006- DBA ONLY - ROGERHOUSTON (WEBSITE) - SOUTHFIELD, MI. 4. 9/25/2006 - DBA ONLY - ROGER HOUSTON, CFP - SOUTHFIELD, MI

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	1998-12-02
S63	Uniform Securities Agent State Law Examination	1985-06-26

S66 Uniform Combined State Law Examination

1998-12-02
S63 Uniform Securities Agent State Law Examination

1985-06-26

Designations

View on SEC IAPD