Jon Terry Tubbs

Current Employers

Employment History

• 02/1997 → 09/2016
  Wall Street Financial Group, Inc.
  Knoxville, TN
• 09/2016 → 06/2024
  Securities America, Inc.
  Knoxville, TN
• 09/2016 → 06/2024
  Securities America Advisors, Inc.
  Knoxville, TN
• 06/2024 → Present
  Osaic Wealth, Inc.
  Knoxville, TN

Previous Registrations

• 2016-09-23 → 2024-06-14
  Securities America Advisors, Inc.
  Knoxville, TN
• 2005-01-12 → 2016-09-23
  Wall Street Financial Group, Inc.
  Victor, NY
  Knoxville, TN

Other Businesses

1. JON TUBBS CFS POSITION: Agent NATURE: Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 09/01/2016 ADDRESS: 685 Chapel Point Lane, Knoxville TN 37934, United States DESCRIPTION: Marketing and sale of various insurance products 2. CHRIST COVENANT CHURCH POSITION: Missions Committee member NATURE: Church INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 09/01/2025 ADDRESS: 12915 Kingston pike, Farragut TN 37934, United States DESCRIPTION: Member of church mission committee. The committee is charged with the church's oversight and financial support of approx. 35 missionaries serving both in the U.S. and abroad. The committee meets once a calendar quarter for approx. 2 hours per meeting. The committee is also responsible for planning and conducting the annual church missions conference that takes place each February.

Exams

• S65 Uniform Investment Adviser Law Examination
  2005-01-11
• S63 Uniform Securities Agent State Law Examination
  1984-06-28