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Kenneth Charles Butler

Butler Financial Services, Ltd.

Westlake Village, CA

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Current Employers
Butler Financial Services, Ltd.

2625 Townsgate Road Suite 330, Westlake Village, CA 91361 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2016-04-11
  • CA RA
    APPROVED
    Since 2016-04-11

Branch Locations

2625 Townsgate Road Suite 330, Westlake Village, CA 91361 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Nbs Financial Services, Inc. Westlake Village CA 09/1995 Present
Butler Financial Services, Ltd. Westlake Village CA 10/2015 Present
Kenneth Butler (Self Employed) Westlake Village CA 01/2016 Present
  • 09/1995 → Present
    Nbs Financial Services, Inc.
    Westlake Village, CA
  • 10/2015 → Present
    Westlake Village, CA
  • 01/2016 → Present
    Kenneth Butler (Self Employed)
    Westlake Village, CA
Previous Registrations
  • 2004-04-23 → 2025-05-13
    Nbs Financial Services, Inc.
    Westlake Village, CA
Other Businesses

NBS FINANCIAL SERVICES, INC Investment Related 340 N WESTLAKE BLVD WESTLAKE VILLAGE, CA 91362 CONSULTANT/INVESTMENT ADVISER REPRESENTATIVE 1995-PRESENT ~5 hours per month BUTLER FINANCIAL SERVICES, LTD. Non-investment related. 340 N Westlake Blvd Ste 112 Westlake Village, CA 91362 INCOME TAX PREPARATION since 2016 ~40-60 hours/month Kenneth Butler (Self-Employed) Non-Investment related. 340 N Westlake Blvd Ste 112 Westlake Village, CA 91362 REAL ESTATE BROKER/LOAN ORIGINATOR ~10 hours/month

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1999-10-05
  • S63 Uniform Securities Agent State Law Examination
    1999-10-05
Designations
Other Names
  • Kenneth Charles Butler
  • Ken Butler

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