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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2025-03-04
NY RA APPROVED 2024-05-31
  • CT RA
    APPROVED
    Since 2025-03-04
  • NY RA
    APPROVED
    Since 2024-05-31

Branch Locations

Stamford, CT • United States

565 Taxter Road Suite 625 6Th Floor, Elmsford, NY 10523 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Windmill Group, Inc Somers NY 01/2013 05/2024
Mml Investors Services Llc Elmsford NY 05/2024 Present
Massmutual Life Insurance Co Elmsford NY 05/2024 Present
  • 01/2013 → 05/2024
    The Windmill Group, Inc
    Somers, NY
  • 05/2024 → Present
    Elmsford, NY
  • 05/2024 → Present
    Massmutual Life Insurance Co
    Elmsford, NY
Previous Registrations
  • 2022-07-15 → 2024-06-27
    The Windmill Group, Inc.
    Somers, NY
    Stamford, CT
  • 2011-05-31 → 2012-10-10
    Stamford, CT
    Stamford, CT
    Cos Cob, CT
    Stamford, CT
    Stamford, CT
    Westport, CT
    Stratford, CT
    Norwalk, CT
    Cos Cob, CT
    Norwalk, CT
    Stamford, CT
    Stamford, CT
    Westport, CT
    Stamford, CT
    Fort Mill, SC
    Stamford, CT
    Wilton, CT
    Fairfield, CT
    Fairfield, CT
    Ridgefield, CT
  • 2007-09-12 → 2010-11-05
    People'S Securities, Inc.
    Stamford, CT
  • 2006-11-08 → 2007-07-23
    Brooklyn, NY
  • 1998-06-29 → 2006-07-18
    Chase Investment Services Corp.
    Brooklyn, NY
    Brooklyn, NY
Other Businesses

(1) NAME: GEORGE MITCHELL; INV REL: Y; ADDR: 565 TAXTER RD, SUITE 625 ELMSFORD NY 10523; NATURE: OUTSIDE INSURANCE SALES; POSITION: INSURANCE BROKER; START DATE: 08/20/2024; NO. HR/MO: 2; NO. HR/MO DURING SEC TRADING: 2; DUTIES: DISABILITY, FIXED ANNUITIES, HEALTH, LIFE (TERM/UNIVERSAL/WHOLE), LONG-TERM CARE.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-06-09
S63 Uniform Securities Agent State Law Examination 1984-12-17
  • S65 Uniform Investment Adviser Law Examination
    1998-06-09
  • S63 Uniform Securities Agent State Law Examination
    1984-12-17
Designations
Other Names
  • George Patrick Mitchell
  • Geroge Patrick Mitchell

View on SEC IAPD

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