Peter Steven Cain

Current Employers

Employment History

• 02/2006 → 01/2024
  Woodbury Financial
  Detroit, MI
• 01/2024 → Present
  Osaic Wealth, Inc.
  Detroit, MI

Previous Registrations

• 2010-08-26 → 2024-01-19
  Woodbury Financial Services, Inc.
  Detroit, MI
  Clinton Township, MI
  Ft. Myers, FL

Other Businesses

1)TRUSTED ADVISORS INVESTMENT COUNSEL; INVT REL; 250 E. Harbortown Drive #1212 Detroit, MI 48207; FIXED INSURANCE AND ANNUITIES, DI AND LTC, DENTAL INSURANCE; SALES; START 11/30/2012; 15 HRS/MO; 6 HRS/MO DURING TRADING; SALES REP. 2)GREAT LAKES FINANCIAL ADVISORS GROUP; NONINVT REL; 11841 MASON MONTGOMERY RD, SUITE A, CINCINNATI, OH 45249; PROCESS APPLICATIONS FOR LIFE, HEALTH, DISABILITY AND LONG TERM CARE; PARTNER AND EXECUTIVE VICE PRESIDENT; START 11/07/2011; 15 HRS/MTH; 15 HRS/MTH DURING TRADING; CALLING ON REPS AND WORKING ON FINANCIAL ISSUES WITHIN THE COMPANY. 3) PETER CAIN @ ASOCIATES LLC POSITION: owner NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 0 START DATE: 05/29/2018 ADDRESS: 250 E. Harbortown Drive #1212, Detroit MI 48207, United States DESCRIPTION: consulting/Practice Management. This business was established only for tax purposes to pay my employee and myself a salary. I never market this LLC to clients. 4) PETER CAIN POSITION: OWNER NATURE: SOLE PROPRIETORSHIP INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 1 START DATE: 09/22/2025 ADDRESS: 11604 Shady Blossom Drive, Fort Myers FL 33913, United States DESCRIPTION: RENTING HOME OUT FOR 2 MONTHS FEBRUARY AND MARCH OF 2026

Exams

• S66 Uniform Combined State Law Examination
  2010-03-08
• S65 Uniform Investment Adviser Law Examination
  1999-11-15
• S63 Uniform Securities Agent State Law Examination
  1984-11-13