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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2007-12-12
  • WA RA
    APPROVED
    Since 2007-12-12

Branch Locations

40 Lake Bellevue, Suite 100, Bellevue, WA 98005 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Travelers Ins. Co. Hartford CT 06/1977 Present
Perry L. Smith Consulting - Registered I Bellevue WA 08/1989 Present
Perry L. Smith Consulting Bellevue WA 08/1990 Present
Cambridge Investment Research, Inc Fairfield IA 12/2007 Present
Cambridge Investment Research Advisors, Inc Fairfield IA 12/2007 Present
  • 06/1977 → Present
    Travelers Ins. Co.
    Hartford, CT
  • 08/1989 → Present
    Perry L. Smith Consulting - Registered I
    Bellevue, WA
  • 08/1990 → Present
    Perry L. Smith Consulting
    Bellevue, WA
  • 12/2007 → Present
    Cambridge Investment Research, Inc
    Fairfield, IA
  • 12/2007 → Present
    Fairfield, IA
Previous Registrations
  • 1998-12-30 → 2007-12-13
    1717 Capital Management Company
    Bellevue, WA
    Bellevue, WA
Other Businesses

1) PERRY L SMITH, 40 LAKE BELLEVUE, STE 100, BELLEVUE, WA, INDEPENDENT INSURANCE AGENT, 6/12/1972 SELLING LIFE & TERM UL PRODUCTS THROUGH FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. 32 HR/MO - 15/TRADING. 2) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, 12/12/2007 AS ADVISORY REP OF A RIA. INV REL - 60 HR/MO - 60/TRADING. 3) PERRY L. SMITH CONSULTING, LLC, 40 LAKE BELLEVUE, STE 100, BELLEVE, WA,01/01/07, INV REL, BUSINESS CONSULTANT, TAX PLANNING FOR PERSOINAL AND BUSINESS, 60 HR/MO- 20/TRADING HR. 4) PERRY L SMITH, Real Estate Broker, 40 LAKE BELLEVUE, STE 100, Bellevue WA. 7/21/1990, not investment related, 10-15/weekly, 2-3/trading 5) PERRY L SMITH - REAL ESTATE BROKER BROKER, 40 Lake Bellevue, Suite 100, Bellevue, WA 98005, United States, START DATE 07/1990, Real Estate Broker, Real Estate, NIR, 60 HR/MO - 12 HR/MO TRADING.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1984-12-01
  • S63 Uniform Securities Agent State Law Examination
    1984-12-01
Designations

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