Richard Paul Tetzlaff

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
NC	RA	APPROVED	2025-08-28
PA	RA	APPROVED	2014-11-14

NC RA
APPROVED

Since 2025-08-28
PA RA
APPROVED

Since 2014-11-14

Branch Locations

Davidson, NC • United States

366 Walker Dr 2Nd Fl, State College, PA 16801 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors Llc	State College	PA	11/2014	11/2016
Wells Fargo Clearing Services, Llc	State College	PA	11/2016	Present

11/2014 → 11/2016

Wells Fargo Advisors Llc

State College, PA
11/2016 → Present

Wells Fargo Clearing Services, Llc

State College, PA

Previous Registrations

2009-06-01 → 2014-11-20

Morgan Stanley

State College, PA
2008-04-18 → 2009-06-01

Citigroup Global Markets Inc.

Harrisburg, PA

State College, PA

State College, PA

New York, NY

State College, PA

Other Businesses

TOWNSHIP OF FERGUSON, NOT INV RELATED, STATE COLLEGE, PA, PARKS & RECREATION COMMITTEE MEMBER, START 1/1/2022, 4 HOURS PER MONTH, ZERO HOURS DURING TRADING, MAKING RECOMMENDATIONS TO TOWNSHIP MANAGER AND BOARD OF SUPERVISORS ON USE AND IMPROVEMENTS TO THE PUBLIC PARKS IN THE TOWNSHIP.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2007-12-04
S63	Uniform Securities Agent State Law Examination	1984-07-25

S65 Uniform Investment Adviser Law Examination

2007-12-04
S63 Uniform Securities Agent State Law Examination

1984-07-25

View on SEC IAPD