Vijay Kumar Khetarpal

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2025-06-06
FL	RA	APPROVED	2025-05-01
MD	RA	APPROVED	2025-04-30

TX RA
APPROVED

Since 2025-06-06
FL RA
APPROVED

Since 2025-05-01
MD RA
APPROVED

Since 2025-04-30

Branch Locations

Boca Raton, FL • United States

2205 Warwick Way Ste 300, Marriottsville, MD 21104 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
John Hancock Life Insurance Co.	Mclean	VA	02/1996	11/2018
#Ia Signator Investors, Inc.	Boston	MA	02/1998	11/2018
Signator Investors, Inc.	Boston	MA	02/1996	11/2018
Royal Alliance Associates, Inc.	Vienna	VA	11/2018	04/2025
Lpl Financial Llc	Rockville	MD	04/2025	Present

02/1996 → 11/2018

John Hancock Life Insurance Co.

Mclean, VA
02/1998 → 11/2018

#Ia Signator Investors, Inc.

Boston, MA
02/1996 → 11/2018

Signator Investors, Inc.

Boston, MA
11/2018 → 04/2025

Royal Alliance Associates, Inc.

Vienna, VA
04/2025 → Present

Lpl Financial Llc

Rockville, MD

Previous Registrations

2018-11-02 → 2025-05-02

Osaic Wealth, Inc.

Vienna, VA

Boca Raton, FL
1998-11-25 → 2018-11-02

Signator Investors, Inc.

Mclean, VA

Vienna, VA

Other Businesses

1.Real Estate Rental - Real Estate Rental - Investment Related - Boca Raton, FL 33498 - Start Date: 12/01/2005 - 0 Hrs/Mth - 0 Hrs During Trading. - Time Spent: 0 2.INTEGRITY FINANCIAL GROUP, LLC - Non-Variable Insurance - Investment Related - At reported business location(s) - Start Date: 01/01/2024 - 20 Hrs/Mth - 2 Hrs During Trading. - Time Spent: 10 3. Integrity Financial Group LLC - DBA for LPL Business (entity for LPL business) - Investment Related - Vienna, VA 22182 - Start Date: 4/30/2025 - 300 Hrs/Mth - 5 Hrs During Trading. - Time Spent: 1 4.Book - Author - Investment Related - Boca Raton, FL 33498 - Start Date: 04/05/2020 - Optimized Outcomes - 0 Hrs/Mth - 0 Hrs During Trading. - Time Spent: 0

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1998-09-30
S63	Uniform Securities Agent State Law Examination	1984-10-25

S65 Uniform Investment Adviser Law Examination

1998-09-30
S63 Uniform Securities Agent State Law Examination

1984-10-25

Designations

View on SEC IAPD