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111 Coleman Blvd Suite 402, Mount Pleasant, SC 29464 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2022-08-08 |
Branch Locations
111 Coleman Blvd Suite 402, Mount Pleasant, SC 29464 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James & Associates | Los Angeles | CA | 11/2015 | 08/2022 |
| Apollon Wealth Management, Llc | Brentwood | TN | 08/2022 | Present |
| Purshe Kaplan Sterling Investments, Inc. | Brentwood | TN | 08/2022 | Present |
1) Kempo DD Martial Arts (Brentwood Martial Arts & Fitness), Non-Investment Related, Brentwood, TN, Business Owner, Partner, 08/01/2019, Appx. 24 Hrs/Mnth, I will be a partner/teacher in the practice with my wife. 2) 1. Apollon Wealth Management 2. Investment related 3. Office of Employment Address 4. RIA 5. MD, Sr. PM 6. 8/8/2022 7. 60hrs/mo 8. 60 hrs during trading 9. Registered Investment Advisor 3) 1. Appollon Insurance Group, LLC 2. Investment related 3. 2 Wharfside St. Suite 2-O, Charleston, SC 29401 4. Financial Services, Insurance 5. Advisor 6. 8/1/2022 7. 1-2 hrs/wk 8. 0 hrs during trading 9. Recommend/Solicit Insurance Products 10. Commissions 4) 1. PKS Financial 2. Investment Related 3. 80 State St. Albany, NY 12207 4. Fixed / Traditional Insurance 5. Agent 6. 08/2022 7. 4hrs/mo 8. 4 hrs during trading 9. Sales of Fixed / Traditional insurance products 5) Purshe Kaplan Sterling Investments, Inc, Investment Related, Brentwood, TN, Broker Dealer, Registered Representative, 08/2022, Appx. 10 Hrs/Mnth. 6) Westside Wealth Management Legacy, LLC; Entity for Business Operations; Holding Company for managing revenue and expenses for securities business activity. | No securities business is conducted through this entity, this services solely as a holding company.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1984-10-01 |
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