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Current Employers
Apollon Wealth Management, Llc

111 Coleman Blvd Suite 402, Mount Pleasant, SC 29464 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2022-08-08
  • TN RA
    APPROVED
    Since 2022-08-08

Branch Locations

111 Coleman Blvd Suite 402, Mount Pleasant, SC 29464 • United States

Brentwood, TN • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Raymond James & Associates Los Angeles CA 11/2015 08/2022
Apollon Wealth Management, Llc Brentwood TN 08/2022 Present
Purshe Kaplan Sterling Investments, Inc. Brentwood TN 08/2022 Present
  • 11/2015 → 08/2022
    Raymond James & Associates
    Los Angeles, CA
  • 08/2022 → Present
    Brentwood, TN
  • 08/2022 → Present
    Purshe Kaplan Sterling Investments, Inc.
    Brentwood, TN
Previous Registrations
Other Businesses

1) Kempo DD Martial Arts (Brentwood Martial Arts & Fitness), Non-Investment Related, Brentwood, TN, Business Owner, Partner, 08/01/2019, Appx. 24 Hrs/Mnth, I will be a partner/teacher in the practice with my wife. 2) 1. Apollon Wealth Management 2. Investment related 3. Office of Employment Address 4. RIA 5. MD, Sr. PM 6. 8/8/2022 7. 60hrs/mo 8. 60 hrs during trading 9. Registered Investment Advisor 3) 1. Appollon Insurance Group, LLC 2. Investment related 3. 2 Wharfside St. Suite 2-O, Charleston, SC 29401 4. Financial Services, Insurance 5. Advisor 6. 8/1/2022 7. 1-2 hrs/wk 8. 0 hrs during trading 9. Recommend/Solicit Insurance Products 10. Commissions 4) 1. PKS Financial 2. Investment Related 3. 80 State St. Albany, NY 12207 4. Fixed / Traditional Insurance 5. Agent 6. 08/2022 7. 4hrs/mo 8. 4 hrs during trading 9. Sales of Fixed / Traditional insurance products 5) Purshe Kaplan Sterling Investments, Inc, Investment Related, Brentwood, TN, Broker Dealer, Registered Representative, 08/2022, Appx. 10 Hrs/Mnth. 6) Westside Wealth Management Legacy, LLC; Entity for Business Operations; Holding Company for managing revenue and expenses for securities business activity. | No securities business is conducted through this entity, this services solely as a holding company.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1984-10-01
  • S63 Uniform Securities Agent State Law Examination
    1984-10-01

View on SEC IAPD

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