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Kathleen N Schultz

Charles Schwab & Co., Inc.

Orlando, FL

Valrico, FL

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2020-06-22
  • FL RA
    APPROVED
    Since 2020-06-22

Branch Locations

1958/1950/1991/2001 Summit Park Dr. Orlando Campus, Orlando, FL 32810 • United States

Valrico, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citigroup Global Markets Inc. Tampa FL 08/1988 01/2020
Charles Schwab & Co., Inc. Valrico FL 04/2020 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-06-20
S63 Uniform Securities Agent State Law Examination 1984-08-29
  • S65 Uniform Investment Adviser Law Examination
    2020-06-20
  • S63 Uniform Securities Agent State Law Examination
    1984-08-29
Other Names
  • Kathleen Nolan
  • Kathleen Nolan Schultz

View on SEC IAPD

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