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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2018-08-27 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Boston | MA | 01/1995 | Present |
MARY LOUISE GALLANT 2007 TRUST / 92 HOUNDS DITCH LANE DUXBURY, MA 02332 / TRUST / OTHER IRREVOCABLE TRUST / PERSONAL HOLDINGS / IS THIS AN INDUSTRY SECTOR ORGANIZATION? N/A / TRUSTEE / TO DISBURSE CONTNTS OF TRUST TO BENEFICIARIES / WILL YOU HAVE AUTHORITY TO MAKE INVESTMENT DECISIONS ON BEHALF OF THE COMPANY? YES/ START DATE 06/01/2007. 2)DUXBURY RURAL & HISTORICAL SOCIETY / 479 WASHINGTON STREET DUXBURY,MA 02332 / MEMBER OF BOARD OF DIRECTORS / START DATE 6/10/2014 / OCCASIONAL COMMUNICATION, ONE HOUR PER MONTH.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1992-03-05 |
| S63 | Uniform Securities Agent State Law Examination | 1984-06-19 |
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