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Current Employers
International Assets Investment Management, Llc

111 North Orange Avenue Suite 1000, Orlando, FL 32801 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2018-10-23
  • FL RA
    APPROVED
    Since 2018-10-23

Branch Locations

Indialantic, FL • United States

111 North Orange Avenue Suite 1000, Orlando, FL 32801 • United States

Disclosures

3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Suntrust Investment Services, Inc. Boca Raton FL 07/2015 08/2018
Suntrust Advisory Services Atlanta GA 08/2016 08/2018
International Assets Advisory Orlando FL 09/2018 Present
International Assets Investment Management Llc Orlando FL 09/2018 Present
  • 07/2015 → 08/2018
    Suntrust Investment Services, Inc.
    Boca Raton, FL
  • 08/2016 → 08/2018
    Suntrust Advisory Services
    Atlanta, GA
  • 09/2018 → Present
    International Assets Advisory
    Orlando, FL
  • 09/2018 → Present
    Orlando, FL
Previous Registrations
  • 2016-12-22 → 2018-09-13
    Boca Raton, FL
  • 2015-07-17 → 2017-01-06
    Truist Investment Services, Inc.
    Boca Raton, FL
    Boca Raton, FL
  • 2003-07-01 → 2015-07-17
    Boca Raton, FL
    Boca Raton, FL
  • 2001-01-16 → 2003-07-01
    Prudential Equity Group, Llc
    Boca Raton, FL
Other Businesses

1) NWB ASSOC LLC/KMJR 430 2ND AVE, INDIALANTIC, FL 32903 - REAL ESTATE INVESTMENT COMPANY - MANAGING PARTNER SINCE NWB 2005 AND KMJR 2017 - APPROX 1HR/MO - PASSIVE RETURNS 2) INTERNATIONAL ASSETS INVESTMENT MANAGEMENT LLC 111 N ORANGE AVE, STE 1000, ORLANDO, FL 32801 - RIA AFFILIATE OF INTERNATIONAL ASSETS ADVISORS - ADVISOR SINCE 9/2018 - APPROX 40 HRS/MO - FEE BASED COMPENSATION 3) ROCKPORT GLOBAL, 8309 GUNN HWY, TAMPA FL 33626 - DBA FOR INVESTMENT BUSINESS - FINANCIAL ADVISOR SINCE 01/2026 - APPROX 160 HRS/MO - DBA ONLY WITH NO SEPARATE REVENUE

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1992-06-18
S63 Uniform Securities Agent State Law Examination 1984-06-18
  • S65 Uniform Investment Adviser Law Examination
    1992-06-18
  • S63 Uniform Securities Agent State Law Examination
    1984-06-18

View on SEC IAPD

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