Best Investors Account Sign in
Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2008-11-28
  • TX RA
    APPROVED
    Since 2008-11-28

Branch Locations

One Post Office Square, Boston, MA 02109 • United States

Cohasset, MA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Boston MA 11/2008 Present
Previous Registrations
Other Businesses

Our Sunday Visitor / 200 Noll Plaza Huntington,IN 46750 / Other/ Charities, Cultural, Educational & Political Organisations / Publish Cathoilc educational materials / Other / author / Author a book / Start Date 10/03/2016/Charity 42828 / Arnold Hall Inc / One Randall St Pembroke,Ma United States 02358 / Charity/ Charity / Retreat and conference center / Member of Board of directors / / Attend board meetings / Start Date 1/1/18 /

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1984-07-05
  • S63 Uniform Securities Agent State Law Examination
    1984-07-05
Other Names
  • Peter J Buckley

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Boston, MA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor