Adam Douglas Macdonald

Current Employers

Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2023-04-10
TX	RA	APPROVED	2023-04-10

CA RA
APPROVED

Since 2023-04-10
TX RA
APPROVED

Since 2023-04-10

Branch Locations

400 Spectrum Center Drive Suite 200, Irvine, CA 92618 • United States

Coto De Caza, CA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors Llc	Irvine	CA	05/2009	11/2016
Wells Fargo Clearing Services, Llc	Irvine	CA	11/2016	06/2018
First Republic Securities Company, Llc	Newport Beach	CA	06/2018	04/2023
First Republic Investment Management, Inc.	Newport Beach	CA	06/2018	04/2023
Rbc Capital Markets, Llc	Newport Beach	CA	04/2023	Present
City National Bank	Newport Beach	CA	04/2023	Present

05/2009 → 11/2016

Wells Fargo Advisors Llc

Irvine, CA
11/2016 → 06/2018

Wells Fargo Clearing Services, Llc

Irvine, CA
06/2018 → 04/2023

First Republic Securities Company, Llc

Newport Beach, CA
06/2018 → 04/2023

First Republic Investment Management, Inc.

Newport Beach, CA
04/2023 → Present

Rbc Capital Markets, Llc

Newport Beach, CA
04/2023 → Present

City National Bank

Newport Beach, CA

Previous Registrations

2018-06-01 → 2023-05-08

J.P. Morgan Private Wealth Advisors Llc

Newport Beach, CA
2008-01-01 → 2018-06-06

Wells Fargo Clearing Services, Llc

Irvine, CA

Laguna Woods, CA
2007-03-02 → 2008-01-01

A. G. Edwards & Sons, Inc.

Laguna Woods, CA

St. Louis, MO

Other Businesses

1) RENTAL PROPERTY, INV RELATED, IRVINE, CA, 50% OWNER, START: 5/10/2015, 8 HOURS PER MONTH/0 DURING TRADING,DUTIES: MAINTAIN PROPERTY. 2) Name: Compass Bible Institute Address: 145 Columbia Aliso Viejo CA 92656 Investment-related: No Nature of the business: Theological institute Role: Other Start Date: 06/01/2022 Description of duties: 2 board meetings a year to plan and discuss ways to raise capital and increase student participation at the school. Number of hours each month: Less than 1hour Number of hours during trading: 0 (3) NAME OF ENTITY: Rental Property ADDRESS: 2308 Apricot Irvine, CA 92618 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Rental Property CAPACITY: Owner - Active START DATE: 04/01/15 DUTIES: Managing a rental property sometimes painting and unclogging drains HOURS DEVOTED PER MONTH: .1 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 4) NAME OF ENTITY: UCI- Center for Investment Wealth Management ADDRESS: Center for Investment and Wealth Management UCI Paul Merage School of Business 4293 Pereira Drive, Suite 3402 Irvine, CA 92697-3125 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Professional musical orchestra and choir CAPACITY: Other/ Work with faculty at UCI to assist in development of their financial literacy program for teens from homes where they would be first generation college attendees. START DATE: 01/01/2010 DUTIES: Help with a non-profit financial education program for teens who aspire to be first generation college attendees. HOURS DEVOTED PER MONTH: less than an 1 hour HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2007-03-01

S66 Uniform Combined State Law Examination

2007-03-01

View on SEC IAPD