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Scott Richard Rollick

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Marlton, NJ

Wayne, PA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2026-04-08
PA RA APPROVED 2010-06-22
TX RA APPROVED_RES 1989-07-17
  • NJ RA
    APPROVED
    Since 2026-04-08
  • PA RA
    APPROVED
    Since 2010-06-22
  • TX RA
    APPROVED_RES
    Since 1989-07-17

Branch Locations

Marlton, NJ • United States

724 W Lancaster Ave Pbig - Wayne, Wayne, PA 19087 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Philadelphia PA 07/1985 Present
Bank Of America Na Philadelphia PA 06/2011 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-08-14
S63 Uniform Securities Agent State Law Examination 1984-07-10
  • S65 Uniform Investment Adviser Law Examination
    1997-08-14
  • S63 Uniform Securities Agent State Law Examination
    1984-07-10

View on SEC IAPD

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