Michael Scott Matthews

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	1996-07-26
WA	RA	APPROVED	1992-08-10

TX RA
APPROVED_RES

Since 1996-07-26
WA RA
APPROVED

Since 1992-08-10

Branch Locations

225 108Th Avenue Ne Suite 800, Bellevue, WA 98004 • United States

Scottsdale, AZ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc.	Bellevue	WA	07/1992	Present

07/1992 → Present

Ubs Financial Services Inc.

Bellevue, WA

Other Businesses

1. Forest Ridge School of the Sacred HeartPrivate Catholic school, Advisor or advisory group member if advice given may influence an officer/boardMember of investment committee for the school. Reviewing the endowment, start date-4/15/2018, Bellevue United States-98006.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1992-01-24
S63	Uniform Securities Agent State Law Examination	1984-06-26

S65 Uniform Investment Adviser Law Examination

1992-01-24
S63 Uniform Securities Agent State Law Examination

1984-06-26

View on SEC IAPD

Current Employers

Ubs Financial Services Inc.

Disclosures

Employment History

Other Businesses

Exams

Other Firms

Other Investors

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