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1777 Botelho Dr. Suite 105, Walnut Creek, CA 94596 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2023-09-05 |
Branch Locations
1777 Botelho Dr. Suite 105, Walnut Creek, CA 94596 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Royal Alliance Associates, Inc. | Campbell | CA | 11/1989 | 09/2023 |
| Whjr Associates | Campbell | CA | 01/1996 | 03/2017 |
| Nwf Advisory Group | Walnut Creek | CA | 03/2017 | 09/2023 |
| Private Client Services | Walnut Creek | CA | 09/2023 | Present |
| Castle Rock Wealth Management, Llc | Walnut Creek | CA | 09/2023 | Present |
1) Castle Rock Wealth Management. 1777 Botelho Drive, Suite 105, Walnut Creek, CA 94596. RIA. 40 hrs/mo; 2 during trading hrs. 2) Insurance. 1777 Botelho Drive, Suite 105, Walnut Creek, CA 94596. Insurance agent. Sales and service of fixed insurance, accident and health, long term care, etc. 5 hrs/mo; 5 during trading hrs.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1985-01-24 |
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