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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-04-14 |
| MI | RA | APPROVED | 2010-10-05 |
Branch Locations
2900 West Road Suite 300, East Lansing, MI 48823 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney | East Lansing | MI | 06/2009 | Present |
| Morgan Stanley Private Bank, N.A. | New York | NY | 01/2015 | Present |
SM ENERGY; EMPLOYEE; GAS AND OIL ROYALTIES. SM ENERGY IS THE DRILLING COMPANY; COLORADO; INHERITED MINERAL RIGHTS; NO TIME SPENT DURING AND AFTER BUSINESS; 04/2014
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-09-02 |
| S63 | Uniform Securities Agent State Law Examination | 1984-08-01 |
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