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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2017-10-18 |
| TX | RA | APPROVED | 2017-10-18 |
Branch Locations
1333 North California Boulevard Suite 133, Walnut Creek, CA 94596 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services | Walnut Creek | CA | 02/2006 | 10/2017 |
| Morgan Stanley | Walnut Creek | CA | 10/2017 | Present |
| Morgan Stanley Private Bank, N.A. | New York | NY | 11/2017 | Present |
2.WCPC Foundation; Investment related-No; Committee Member(proprietor, partner, officer, director, employee, trustee, agent); Sep 1992; During business hours: 0; After business hours: 1; gives money for special projects at Walnut Creek Presbyterian church as well as supports seminary students with scholarship money. *332058- The Lowell Berry Foundation; Investment related - No; Lafaette, California; Art/Culture, Children/Youth, Civic/Community, Disaster Relief, Economic Assistance, Education, Hardship Assistance, Humanitarian, Religious; Board Member, Investment Committee, Other Committee (proprietor, partner, officer, director, employee, trustee, agent); 05/2005; During business hours: 0; After business hours: 3; Check Signing/Funds Disbursements, Other *428695 - Asher Family Properties LLC; Investment related Yes; Walnut Creek, CA; Real Estate; Partner (proprietor, partner, officer, director, employee, trustee, agent); 02/2021; During business hours: 0; After business hours: 2; Check Signing/Funds Disbursements, Accounting/Bookkeeping *653- Trust; Investment related Yes; Walnut Creek, California; Trust; Trustee/Co-Trustee; 11/2003; During business hours: 0; After business hours: 3; Estate Administration *283 - Trust; Investment related: Yes; Walnut Creek, California; Trust; Trustee/Co-Trustee; 08/2022 During business hours: 0; After business hours: 0.5; *694010- Renting out Inherited Home in Rossmoor Walnut Creek CA; Investment related: Yes; Walnut Creek, California; Real Estate; Other – Trustee (proprietor, partner, officer, director, employee, trustee, agent); 06/2026; During business hours: 0; After business hours: 1; Property Management
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-08-08 |
| S63 | Uniform Securities Agent State Law Examination | 1984-08-22 |
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