Philip Drummond Winn

Current Employers

Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2026-06-01
MA	RA	APPROVED	2015-05-22

FL RA
APPROVED

Since 2026-06-01
MA RA
APPROVED

Since 2015-05-22

Branch Locations

Naples, FL • United States

26 North Road, Chelmsford, MA 01824 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien Yes
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Raymond James Financial Services, Inc.	Chelmsford	MA	03/2015	Present
Raymond James Financial Services Advisors Inc.	Chelmsford	MA	05/2015	Present

03/2015 → Present

Raymond James Financial Services, Inc.

Chelmsford, MA
05/2015 → Present

Raymond James Financial Services Advisors Inc.

Chelmsford, MA

Previous Registrations

2011-05-19 → 2015-03-26

Wells Fargo Clearing Services, Llc

Chelmsford, MA

Other Businesses

(1)Name of Business: North Road Wealth Partners Address: 234 Littleton Rd Unit 2G, Westford, MA, 01886, United States Activity Type: Support Company - Owner Position/Title: Independent Contractor Investment Related: No Start Date: 03/02/2015 Hours per month devoted to this business: 21-40 Hours per month devoted to this business during trading hours: 21-40 Description of duties: Branch Manager

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2011-04-15
S63	Uniform Securities Agent State Law Examination	1984-07-05

S65 Uniform Investment Adviser Law Examination

2011-04-15
S63 Uniform Securities Agent State Law Examination

1984-07-05

Other Names

Philip D Winn

View on SEC IAPD