Ralph Puzio

Current Employers

Mercer Financial Group, Inc.

Mercerville, NJ • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2003-01-15

NJ RA
APPROVED

Since 2003-01-15

Branch Locations

Trenton, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Jefferson Pilot Securities Corporation	Concord	NH	07/2000	Present
U.S. Discount Brokerage, Inc.	Trenton	NJ	01/2002	Present

07/2000 → Present

Jefferson Pilot Securities Corporation

Concord, NH
01/2002 → Present

U.S. Discount Brokerage, Inc.

Trenton , NJ

Other Businesses

MULTIPLE LIFE INSURANCE COMPANIES. MERCER FINANCIAL GROUP, INC. 274 Edinburg Rd., Mercerville NJ 08619. TAX PREPARATION, INSURANCE & ANNUITY SALES, INVESTMENT ADVISORY/FINANCIAL PLANNING SINCE JAN. 1988.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1984-07-12

S63 Uniform Securities Agent State Law Examination

1984-07-12

Other Names

Ralph Puzio

View on SEC IAPD