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Laurie Elizabeth Buckland

Ubs Financial Services Inc.

New Orleans, LA

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2012-01-19
TX RA APPROVED 2012-01-18
  • LA RA
    APPROVED
    Since 2012-01-19
  • TX RA
    APPROVED
    Since 2012-01-18

Branch Locations

909 Poydras Street Suite 2900, New Orleans, LA 70112 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc New Orleans LA 01/2012 Present
Previous Registrations
Other Businesses

First Christian Church of Greater New Orleans / 8121 Airline Drive Metairie,LA 70003 / Other/ Other Church, Religious Organization / Chruch, Religious Organization / Member of Board of Directors / / Record Board Votes / Start Date 6/1/16 Chruch, Religious Organization /

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-10-12
S63 Uniform Securities Agent State Law Examination 1989-12-02
  • S65 Uniform Investment Adviser Law Examination
    2007-10-12
  • S63 Uniform Securities Agent State Law Examination
    1989-12-02
Other Names
  • Laurie Buckland Mcclure
  • Laurie Libby
  • Libby Mcclure
  • Laurie E Bulkland
  • Libby Buckland

View on SEC IAPD

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STATE FARM INVESTMENT MANAGEMENT CORP.
CETERA INVESTMENT ADVISERS LLC
ARKADIOS WEALTH ADVISORS
ADG WEALTH MANAGEMENT GROUP, LLC

Other Investors

CHRISTINE CHAMPAGNE MONTZ
JOSEPH CHARLES MONTZ
Morell S Crane
Bennett Lyle Duffy
ALEXANDER BRUCE HARCUS
Mary Elizabeth Brown
RONALD H. DAWSON, JR.
Jessica Leigh Marasco

Other Offices

MONTZ HARCUS WEALTH MANAGEMENT · NEW ORLEANS, LA
BEACON POINTE ADVISORS, LLC · NEW ORLEANS, LA
EDWARD JONES · NEW ORLEANS, LA
LPL FINANCIAL LLC · NEW ORLEANS, LA
STATE FARM INVESTMENT MANAGEMENT CORP. · New Orleans, LA
STATE FARM INVESTMENT MANAGEMENT CORP. · NEW ORLEANS, LA
LPL FINANCIAL LLC · NEW ORLEANS, LA
CETERA INVESTMENT ADVISERS LLC · NEW ORLEANS, LA

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