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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2012-06-05 |
| GA | RA | APPROVED | 2009-10-23 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Atlanta | GA | 10/2009 | Present |
| Bank Of America, N.A. | Atlanta | GA | 05/2011 | Present |
I*6859For profit or not for profit: Name of outside business organization: Douglas PetersonInvestment related: Address of business: Woodstock, Georgia 30189Nature of business: , Position, title, association: , Start date of relationship: 8/15/2018Number of hours devoted: 1 hour(s) Number of hours devoted during trading hours: 0Duties: I*1260347, Entity Type: , Name of OBA: J and O L P JT CMA XXX-XXXXX , Address: College Place, Washington, 99423, Investment Related: N, Position, Title, Association: Power of Attorney, Employee Start Date: 04/19/2023, No Hours: 1 Yearly, No Hours during Trading: 0 Yearly, Duties: I*1261273, Entity Type: , Name of OBA: O L P XXX-XXXXX, Address: College Place, Washington, 99324, Investment Related: N, Position, Title, Association: Power of Attorney, Employee Start Date: 04/19/2023, No Hours: 1 Yearly, No Hours during Trading: 0 Yearly, Duties: I*1261274, Entity Type: , Name of OBA: J P IRA XXX-XXXXX, Address: College Place, Washington, 99324, Investment Related: N, Position, Title, Association: Power of Attorney, Employee Start Date: 04/19/2023, No Hours: 1 Yearly, No Hours during Trading: 0 Yearly, Duties:
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-10-23 |
| S63 | Uniform Securities Agent State Law Examination | 1984-07-26 |
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