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John Al Aras

Rbc Capital Markets, LLC

Vienna, VA

Annapolis, MD

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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2025-10-30
TX RA APPROVED_RES 2025-10-29
MD RA APPROVED 2025-10-27
  • VA RA
    APPROVED
    Since 2025-10-30
  • TX RA
    APPROVED_RES
    Since 2025-10-29
  • MD RA
    APPROVED
    Since 2025-10-27

Branch Locations

8010 Towers Crescent Drive 4Th Floor, Vienna, VA 22182 • United States

Annapolis, MD • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Washington DC 01/2014 10/2025
Rbc Capital Markets, Llc Vienna VA 10/2025 Present
Previous Registrations
  • 2014-01-15 → 2025-11-05
    Ubs Financial Services Inc.
    Annapolis, MD
    Washington, DC
    Washington, DC
    Washington, DC
    Annapolis, MD
    Annapolis, MD
  • 2009-06-01 → 2014-01-23
    Morgan Stanley
    Annapolis, MD
    Washington, DC
  • 2007-04-02 → 2009-06-01
    Morgan Stanley & Co. Llc
    Annapolis, MD
  • 1995-11-11 → 2007-04-02
    Morgan Stanley Dw Inc.
    Annapolis, MD
    Annapolis, MD
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-07-13
S63 Uniform Securities Agent State Law Examination 1984-08-30
  • S65 Uniform Investment Adviser Law Examination
    1995-07-13
  • S63 Uniform Securities Agent State Law Examination
    1984-08-30
Other Names
  • John A Aras

View on SEC IAPD

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