Best Investors Account Sign in
Current Employers
Consolidated Portfolio Review Corp

125 Froehlich Farm Blvd., Woodbury, NY 11797 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-04-12
AK RA APPROVED 2020-10-30
CA RA APPROVED 2020-10-30
  • TX RA
    APPROVED_RES
    Since 2024-04-12
  • AK RA
    APPROVED
    Since 2020-10-30
  • CA RA
    APPROVED
    Since 2020-10-30

Branch Locations

190 N. Wiget Lane Suite 125, Walnut Creek, CA 94598 • United States

125 Froehlich Farm Blvd., Woodbury, NY 11797 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Kms Financial Services, Inc Seattle WA 12/2006 10/2020
Financial Resources, Inc. Anchorage AK 09/1984 Present
Vanderbilt Securities, Llc Woodbury NY 10/2020 Present
Consolidated Portfolio Review Corp Woodbury NY 10/2020 Present
  • 12/2006 → 10/2020
    Kms Financial Services, Inc
    Seattle, WA
  • 09/1984 → Present
    Financial Resources, Inc.
    Anchorage, AK
  • 10/2020 → Present
    Vanderbilt Securities, Llc
    Woodbury, NY
  • 10/2020 → Present
    Woodbury, NY
Previous Registrations
  • 2007-08-23 → 2020-10-30
    Kms Financial Services, Inc.
    Danville, CA
    Seattle, WA
    Anchorage, AK
    Walnut Creek, CA
  • 1989-06-20 → 2007-12-31
    Financial Resources Inc
    Anchorage, AK
Other Businesses

1) FINANCIAL RESOURCES INC - Investment Related. Start date: 05/14/1984. Address: 190 N Wiget Lane Suite 125, Walnut Creek CA, 94598. Title: President/Managing Executive. Duties: Managing Executive, Owner, Investment Advisory and Registered Representative, Management, client service. Time spent during regular hours: 60%. 2) MARTINSON STOLLER ADVISORS - Investment Related. Start date: 07/30/2013. Address: 190 N Wiget Lane Suite 125, Walnut Creek CA, 94598. Title: Partner. Duties: Investment Advisor Representative, investment management, client service. Time spent during regular hours: 40%. 3) Fixed Insurance Sales - Start date: 20/10/2020. Address: 190 N Wiget Lane Suite 125, Walnut Creek CA, 94598. Title: Registered Representative. Duties: Life Insurance and Annuity Licensed, servicing Existing Variable Annuity business. Time spent during regular hours: 0%.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-10-10
S63 Uniform Securities Agent State Law Examination 1984-10-30
  • S65 Uniform Investment Adviser Law Examination
    1996-10-10
  • S63 Uniform Securities Agent State Law Examination
    1984-10-30

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Walnut Creek, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor